Senior Compliance Manager
OKX · Sliema, Malta · senior
salary undisclosed· posted 14h ago
OKX · Sliema, Malta · senior
At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. OKX is part of OKG, a group that brings the value of blockchain to users around the world through OKX, OKX Wallet, OKLink and more.
The Compliance function at OKX Europe Markets Ltd is responsible for the firm's overall compliance culture. We're a team of risk-minded problem solvers who support the business in meeting its regulatory obligations under the MFSA licensing framework and applicable EU legislation, including MiFID II, DORA and AML/CFT directives.
This is a unique opportunity to take on a senior role in the Compliance function of a regulated crypto business operating under a MiFID licence. Reporting to the Head of Compliance and MLRO, as Senior Compliance Manager you will work closely with them across the Company's Compliance Monitoring Programme, marketing material review, complaints handling, policy framework and regulatory recordkeeping, deputising for both as required and gaining direct exposure to MFSA supervision and EU financial services regulation.
• Compliance Monitoring Programme (CMP): Work closely with the Head of Compliance on the Company's CMP, supporting scheduled and ad-hoc reviews, remediation tracking and reporting of outcomes to Senior Management and the Board
• Deputising for the MLRO and Head of Compliance: Act as deputy to the MLRO and Head of Compliance as required, including the assessment, escalation and, where appropriate, reporting of suspicious activity and other referrals to the MFSA or other relevant authorities
• Marketing Material Review and Approval: Review client-facing marketing material for compliance with MiFID II and MFSA financial promotion rules, working closely with the Head of Compliance on approval decisions
• Complaints Handling: Oversee the end-to-end complaints process, ensuring timely, compliant responses and escalating significant or recurring issues to the Head of Compliance
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